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In describing black body radiation Planck assumed that the energy that can be absorbed or emitted by charges is quantized, i.e., they can only absorb or emit certain quantities of energy. But it was Einstein, who postulated the photon. I have two questions relating to this:

  1. Did Planck think these energies travelled in wave packets (if not, then how)? And why is his quantization of the energy of light different from Einstein's quantization of light?
  1. If Planck thought that energies of EM radiation, which weren't multiples of Planck's constant with frequency could exist, what if one of these interacted with a charge that could according to him only absorb certain energies of light? What did he think would happen to this radiation?
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    $\begingroup$ I believe that Einstein's revelation was that the electromagnetic wave itself was quantized -- thus, the new photon quanta. On the other hand Planck assumed that the Electromagnetic waves were continuous waves but for reasons unexplained he assigned the job of quantization to just the oscillators in his model -- that is, they received from the EM wave only quantized energy and could only re-radiate quantized energy. $\endgroup$
    – K7PEH
    Apr 30, 2015 at 15:59
  • $\begingroup$ @K7PEH thanks this helps, Let us say that an em wave energy $E_q+y$ as indecent on an oscillator. And $E_q$ was the 'quantized energy' that could be absorbed what would happen to the other $y$ amount of energy. P.S. I know from what Einstein said that there can be no $y$ energy, I am looking for what Planck thought would happen. $\endgroup$ Apr 30, 2015 at 17:13
  • $\begingroup$ @K7PEH Unless Planck knew that light can only be created from the emission from particles and therefore that light must have quantised energy, not just the oscillators? $\endgroup$ Apr 30, 2015 at 17:39
  • $\begingroup$ both of your questions above area asking more of what Planck was thinking -- And, I don't know what he was thinking at that level. I have only read the textbook descriptions of Planck's Black Body work and often these are lacking such more intimate information. $\endgroup$
    – K7PEH
    Apr 30, 2015 at 17:55

2 Answers 2

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Unlike Einstein, Planck did not quantize electromagnetic waves themselves, only the exchanged energies, and even them only statistically. So the other two questions have no satisfactory answer because he was not dealing with specifics of emission/absorption at the level of individual quanta. The quanta were meant as mathematical fictions for the purposes of a statistical count, like Boltzmann's boxes. It was Einstein, who acknowledged them as real physical entities in 1905, postulating that electromagnetic waves split into wave packets carrying quanta of energy. But this was not a coherent picture either since Maxwell's electrodynamics does not allow such stable packets, and Einstein declared in 1911 "I insist on the provisional character of this concept, which does not seem reconcilable with the experimentally verified consequences of the wave theory."

Planck's derivation of the radiation formula was a convoluted affair, that started in 1894 with him taking interest in emission experiments conducted in Berlin's Physikalisch-Technische Reichenstalt by a number of young researchers, see Did light bulb companies commission Planck to study black body radiation? After several unsuccessful attempts Planck finally derived the correct formula in October 1900, without any energy quantization. But in his eyes it lacked foundational insight. He considered thermodynamics to be more fundamental than Boltzmann's statistical mechanics, a common sentiment at the time, but could not extract the correct formula from it despite trying for 6 years.

Contrary to a popular belief, Planck was not concerned by the "ultraviolet catastrophe" (Ehrenfest's nickname from 1911) in black body radiation, when the energy gets converted into higher and higher frequency waves in ether, which is a commonly given back engineered motivation. This "catastrophe" is related to the equipartition theorem of statistical mechanics, and does not occur in the thermodynamical approach of Wien, which Planck originally followed.

Turning to discrete statistics with "quanta" of energy in November 1900 was "an act of despair", and he hoped to dispense with them in the end by taking a continuous limit. The last part did not work out. This thread on Physics.SE discusses Planck's struggles in more detail. A key qoute comes from his 1931 letter to Wood:

"...one finds that the continuous loss of energy into radiation can be prevented by assuming that energy is forced at the outset to remain together in certain quanta. This was purely a formal assumption and I really did not give it much thought except that no matter what the cost, I must bring about a positive result." (boldface mine)

If "energy is forced at the outset to remain together in certain quanta" then presumably non-multiple energies do not occur. But this is a later self-interpretation, long after Einstein's and Bohr's inputs. In Black-Body Theory and the Quantum Discontinuity, 1894-1912 Kuhn paints a messier picture based on the inspection of contemporary evidence, which became the consensus among historians.

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    $\begingroup$ Planck was not concerned by the UV catastrophe? are your sure? $\endgroup$
    – Danu
    May 1, 2015 at 7:59
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    $\begingroup$ Would the following interpretation therefore be right: Planck thought as light in the classical sense, as continuous stationary waves oscillating inside the cavity (approximation of blackbody). Energy is transferred with the walls of the cavity in quanta of energy $nh\nu$ only. He thought that neither the energy of the oscillators or the EM radiation itself was quantised and in fact could take any value-only the transfer of energy was quantised. Furthermore, he had no reason to consider additional em radiation that may be present in the system because he was only concerned with em emitted ... $\endgroup$ May 1, 2015 at 12:31
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    $\begingroup$ @Danu The catastrophe only happens in Rayleigh-Jeans law and due to the equipartition "theorem" of statistical mechanics, which Planck didn't care for. Wien's law, thermodynamically derived in 1896, didn't have it, although it still didn't match experiments. Here is from Kragh:"The story is a myth, closer to a fairy tale than to a historical truth. Quantum theory did not owe its origins to any failure of of classical physics, but instead to Planck's profound insight into thermodynamics." math.lsa.umich.edu/~krasny/math156_article_planck.pdf And he is conservative compared to Kuhn $\endgroup$
    – Conifold
    May 1, 2015 at 23:42
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    $\begingroup$ @Joseph Maybe, but it sounds more like a rational reconstruction. Planck says it was a purely formal assumption and he did not give it much thought, which agrees with Kuhn's account. He was doing a count pretending that the energy gets discretely partitioned over oscillators, just like one pretends that area is split into little squares to derive integral equations. It doesn't really matter if the boundary is ragged and some squares do not fit in neatly, so it is quite possible that he never gave a thought to how the exchange happens, or how exactly oscillators are quantized, until after 1905. $\endgroup$
    – Conifold
    May 2, 2015 at 2:11
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    $\begingroup$ "that started in 1894 with electric companies comissioning him to create lightbulbs with maximum of light and minimum of energy. " Where does this come from? I keep seeing it repeated in non-reputable sources, but can't find a single reliable source explaining which companies commissioned Planck and why him instead of all the experimentalists (like Lummer & Pringsheim) working on black-body radiation in Berlin. Are you sure this is the correct genesis for Planck's shift in focus to blackbody radiation? $\endgroup$ Dec 5, 2016 at 23:06
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You should really read Douglas Stone's "Einstein and the Quantum: The Quest of the Valiant Swabian." It's a brilliant work insofar as Prof. Stone shows precisely how Planck went about deriving the eponymously named Planck's law and why the quantum revolution did not beging with Planck but with Einstein. In the book Prof. Stone (Head of Applied Physics at Yale), having read T.S. Kuhn's work on the Black Body Problem and Quantum Discontinuity, as well as all of Planck's original papers and correspondence on the issue, in addition to all of Einstein's original papers and correspondence between 1879 and 1929, essentially argues that Planck's law arose as a mathematical fudgefactor. On the one end you had Rayleigh's law in the lower limit, and on the other Wien's law in the higher limit; Planck, having asserted to the Prussian Academy of Science that he had derived a formula directly from the second law of thermodynamics found himself in a dire quandary. His formula did not fit Kurlbaum's data and Planck, a very capable mathematician, simply guessed at an interpolation formula that fit Kurlbaum's new data.

One Problem, however, he couldn't explain it and buried it for 5 years - in fact, no scientist in Europe brought it up again for 5 years - until Einstein launched quantum theory in earnest in 1905 and AGAIN in 1906 with one of the most underrated papers (as Walther Nernst later acknowledged) in the history of Quantum Mechanics titled "On the Specific Heat of Solids."

The irony, of course, is that Bohr, his later sparring partner in the interpretation of QM, didn't actually believe in quantum theory for years, maintaining that "the wave model of electromagnetism is tried and tested and any theory to the contrary cannot possibly fit experiment" (or something to that effect, I'l' have to dig up the quote but Bohr was definitely not an instant believer).

After completing General Relativity, in 1917 Einstein rederives Planck's Law as well as Bohr's Frequency Rule in a completely novel way (crystallized in the A & B coefficients) and in so doing conjectures inherent randomness in quantum theory, a conceptual postulate that has remained with the theory ever since.

Watch a lecture Stone gives on the topic. Quite enlightening: http://www.grassrootstv.org/view?showID=12681

One last word on the topic. Contrary to popular opinion, Einstein's foray into revolutionizing physics didn't begin in 1905 but rather between 1902 and 1903. This is where you see the genesis of his unconventional genius. He wrote a brilliant trilogy of papers in those years deriving the foundations of statistical mechanics from first principles (a work that would make J.W. Gibbs a legend - and Gibbs work, Einstein noted, was superior but also, in a way, less daring). Einstein didn't know of Gibbs work at the time as it hadn't been properly translated into German. But even so you can see the rudiments of Einstein's thinking on light quanta and how he, and not Planck, made the leap in 1905 that light, and indeed all energy and matter, is quantized. His complete mastery of statistical mechanics and thermodynamics comes to the fore again and again throughout his development on quantum theory. It's interesting: http://faculty.poly.edu/~jbain/heat/readings/98Navarro.pdf

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